AMBROSE AND ROTHSTEIN KASS CO-SPONSOR RIA REGISTRATION SEMINAR PRESENTED BY MARKETCOUNSEL
New York, NY, August 29, 2011 - With the success of the previous MarketCounsel RIA Registration Seminar, Ambrose will release the seminar with new co-sponsor Rothstein Kass. The seminar, “What Hedge Fund Managers Need To Know About RIA Registration,” will be conducted by MarketCounsel’s Director of Professional Services, Dan Bernstein, who will discuss the impact of the recent Dodd-Frank Wall Street Reform And Consumer Protection Act. As a business and regulatory compliance expert, Mr. Bernstein will detail the specific types of firms that will be affected by reform and the steps they will need to take to properly register as investment advisors with either the SEC or one or more state regulatory authorities. He will also discuss the role of the Chief Compliance Officer and the ongoing compliance requirements of Registered Investment Advisory firms. The seminar will be held at Rothstein Kass NY Offices on September 21, 2011. For additional information on the agenda or to RSVP, please click here.
As a PEO serving hedge funds, Ambrose seeks to regularly provide compliance best practices training and education to clients. The event includes content to be delivered by MarketCounsel and is intended to provide insight for hedge funds to adapt quickly to the changing regulatory landscape.
About MarketCounsel
As a leader in business and regulatory compliance consulting to the country’s preeminent entrepreneurial investment advisors, MarketCounsel delivers comprehensive and sound, yet business-savvy, regulatory compliance solutions. MarketCounsel offers a roster of seasoned compliance professionals paired with state-of-the-art technology to meet, anticipate, and exceed the exacting needs of clients. MarketCounsel’s service platform includes an RIA Incubator program and outsourced compliance department capabilities of its RIA Institute. For additional information about MarketCounsel, please visit http://marketcounsel.com/.
About Rothstein Kass
Rothstein Kass is a premier professional services firm that has served privately held and publicly traded companies, individuals, and families for more than 50 years. Rothstein Kass is consistently ranked as a top CPA firm to the alternative investment industry in independent, third-party surveys. The Rothstein Kass Financial Services Group provides services to many high-profile and respected clients including hedge funds, fund of funds, private equity and venture capital funds.
The Rothstein Kass Financial Advisory Services practice is a division of the firm’s Advisory Services Group that provides independent and objective guidance on matters spanning all aspects of the client relationship. The Financial Advisory Service practice advises Rothstein Kass clients in tactical service areas including strategy, operations, technology, compliance and risk. Strategic services include infrastructure and operations, service provider evaluation, and organizational advisory. Clients include hedge fund and private equity fund managers, institutional investors, mutual funds, broker / dealers and insurance companies. For additional information about Rothstein Kass, please visit http://www.rkco.com/.
About Ambrose
Ambrose is a professional employer organization ("PEO") providing outsourced human resources administration, payroll, and benefits services to small businesses. Founded in 1997, Ambrose’s core purpose is to enable small businesses to focus on their core business. Ambrose is a niche PEO focusing exclusively on serving business services firms, financial service firms, marketing and advertising firms, technology companies, and other professional service firms. Ambrose services clients across the country and has offices in Boca Raton, Los Angeles, New York, Short Hills, Stamford, and Washington D.C.
