Connecticut Professional Employer Organization Sponsors RIA Registration Seminar Presented by MarketCounsel
Stamford, CT, October 10, 2011 - With the success of the previous MarketCounsel RIA Registration Seminars, Ambrose will release the seminar in its Stamford, CT office. The seminar, “What Hedge Fund Managers Need To Know About RIA Registration,” will be conducted by MarketCounsel’s Director of Professional Services, Dan Bernstein, who will discuss the impact of the recent Dodd-Frank Wall Street Reform And Consumer Protection Act. As a business and regulatory compliance expert, Mr. Bernstein will detail the specific types of firms that will be affected by reform and the steps they will need to take to properly register as investment advisors with either the SEC or one or more state regulatory authorities. He will also discuss the role of the Chief Compliance Officer and the ongoing compliance requirements of Registered Investment Advisory firms. The seminar will be held at Ambrose's Connecticut Offices on October 19, 2011. For additional information on the agenda or to RSVP, please click here.
As a professional employer organization (PEO) serving hedge funds, Ambrose seeks to regularly provide compliance best practices training and education to clients. The event includes content to be delivered by MarketCounsel and is intended to provide insight for hedge funds to adapt quickly to the changing regulatory landscape.
About MarketCounsel
As a leader in business and regulatory compliance consulting to the country’s preeminent entrepreneurial investment advisors, MarketCounsel delivers comprehensive and sound, yet business-savvy, regulatory compliance solutions. MarketCounsel offers a roster of seasoned compliance professionals paired with state-of-the-art technology to meet, anticipate, and exceed the exacting needs of clients. MarketCounsel’s service platform includes an RIA Incubator program and outsourced compliance department capabilities of its RIA Institute. For additional information about MarketCounsel, please visit http://marketcounsel.com/.
About Ambrose
Ambrose is a professional employer organization (PEO) providing outsourced human resources administration, payroll, and employee benefits services to small businesses. Founded in 1997, Ambrose’s purpose is to help small businesses to focus on their core business. Ambrose is a niche professional employer organization (PEO) focused exclusively on business services firms, financial service firms, marketing and advertising firms, technology companies, and other professional service firms. Ambrose services clients across the country and has offices in Connecticut, Los Angeles, Miami, New Jersey, New York, and Washington D.C.
